SmartRIA Governance™ is an easy-to-use platform that provides compliance solutions to manage:
SmartRIA Governance’s Vendor Security is about more than just automated due diligence of your selected vendors.
What happens when there is a security breach? Is your firm prepared?
The SEC requires firms to protect data, and keep a list of persons with access to data in the firm’s Code of Ethics.
Using SmartRIA Data Governance platform, firms have a simple to use system to monitor, manage and report on employee access across operational systems used.
The SmartRIA Policy Library contains standard policies for companies, employees and vendors. Templates can be downloaded, reviewed and modified as needed.
|• Acceptable Use||• Background Check|
|• Business Continuity||• Cybersecurity|
|• Data Breach Response||• Data Destruction|
|• Data Privacy||• Data Security|
|• Incident Response|
|• NDA||• Online Data Privacy|
|• Password Protection||• PII|
|• Social Media||• Third-Party Access|
|• Visitor Access||• Wireless Network Access|
Use the NIST Framework1 to develop, implement, and maintain cybersecurity processes that meet SEC requirements.